Joshua Tucker
Administrative & Regulatory, Business / Contracts, Business Formation, Mergers & Acquisitions, Securities, Startups (Transactional)
San Luis Obispo, California
Personal Introduction
Trusted advisor, advocate and leader. Joshua has worked in legal, compliance, and risk management for over 20 years. Achieving results, supporting stakeholders, and sharing in the win - he has built corporate programs, helped turn around stressed organizations, and advised businesses and individuals as general counsel and personal attorney. Roles include: - Enterprise Risk Executive for a 450 billion asset plus financial institution; - Head of Basel II Operational Risk Implementation team for 250 billion plus financial institution; - Chief Risk Officer of a California bank brought on to correct the bank out of a regulatory consent order and did so; - Chief Compliance Officer of a FinTech; - General Counsel to companies of different sizes and industries, ranging from the financial sector to start ups. - Trusted counsel and advisor for individuals seeking to protect their wealth, and expand it. Joshua loves to solve complex issues and ensure that the end result is the right the one.
Practice Composition
Transactional
Education
Practice Summary
Response Time
1 day
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