Craig Effrain, Esq.

Practice Summary

• Draft and negotiate business and vendor agreements, including professional service arrangements, licensing, data privacy, master agreements, SaaS, investment banking engagement agreements, consulting, NDAs, non-circumvention and other types of agreements. • Structure, prepare and negotiate stock and asset purchase agreements and transactions. • Provide securities regulatory counsel, including preparation of offering documents and SEC filings. • Negotiate, review and/or draft various promissory and convertible notes and related instruments, including SAFE notes. • Provide counsel on startup matters, including entity and capital structure, shareholder/operating agreements, stock purchase agreements and consulting/advisory agreements. • Review, draft and negotiate commercial real estate leases. • Provide corporate governance counsel, including preparation of board resolutions and minutes. • Prepare, and provide counsel on, compliance policies (including terms of use and privacy) and operations. • Provide counsel on nonprofit formation and matters. • Prepared IPO of a technology company and a finance company. • Advised on numerous private capital fundraising transactions. • Assisted with certain mergers & acquisitions. • Structured and prepared conversion of non-profit company into for profit, public enterprise.